U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Hagerty Thomas M.
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(Last) (First) (Middle)
c/o Thomas H. Lee Company
75 State Street
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(Street)
Boston MA 02109
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(City) (State) (Zip)
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January 2002
[X] Director [_] 10% Owner
[ ] Officer (give title below) [_] Other (specify below)
6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4)
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* ____ If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
(Print or Type Response) (Over)
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
10.
9. Owner-
Number ship
of Form
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
or Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Stock Option
(right to buy) $15.02(1) 1/14/02 A 5,000 1/14/02 1/14/09 Common 5,000 5,000 D
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Convertible
Participating
Voting Second
Preferred Shares,
Series I (7) Common 4,926,599 I(2)(6)
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Convertible
Participating
Voting Second
Preferred Shares,
Series I (7) Common 170,646 I(3)(6)
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Convertible
Participating
Voting Second
Preferred Shares,
Series I (7) Common 479,602 I(4)(6)
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Convertible
Participating
Voting Second
Preferred Shares,
Series I (7) Common 133,397 I(5)(6)
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Explanation of Responses:
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(1) The actual exercise price of option is $Cdn 23.99/share. The United States dollar equivalent exercise price per share was calculated assuming an exchange ratio of $0.6263 United States dollars per Canadian dollar, the exchange ratio quoted in the Wall Street Journal on February 5, 2002.
(2) Represents shares owned by Thomas H. Lee Equity Fund IV, L.P. While the number of shares of Convertible Participating Voting Second Preferred Shares, Series I owned by such entity has not changed, the number of shares of Common Stock into which such shares of Convertible Participating Voting Second Preferred Shares, Series I are convertible has increased with the passage of time and will continue to do so until July 2002.
(3) Represents shares owned by Thomas H. Lee Foreign Fund IV, L.P. While the number of shares of Convertible Participating Voting Second Preferred Shares, Series I owned by such entity has not changed, the number of shares of Common Stock into which such shares of Convertible Participating Voting Second Preferred Shares, Series I are convertible has increased with the passage of time and will continue to do so until July 2002.
(4) Represents shares owned by Thomas H. Lee Foreign Fund IV-B, L.P. While the number of shares of Convertible Participating Voting Second Preferred Shares, Series I owned by such entity has not changed, the number of shares of Common Stock into which such shares of Convertible Participating Voting Second Preferred Shares, Series I are convertible has increased with the passage of time and will continue to do so until July 2002.
(5) Represents shares owned by Thomas H. Lee THL-Coinvestors III-B, LLC. While the number of shares of Convertible Participating Voting Second Preferred Shares, Series I owned by such entity has not changed, the number of shares of Common Stock into which such shares of Convertible Participating Voting Second Preferred Shares, Series I are convertible has increased with the passage of time and will continue to do so until July 2002.
(6) The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest in the entity.
(7) Subject to anti-dilution and other adjustments, including an increase in the number of shares of Common Stock into which each share of Convertible Participating Voting Second Preferred Shares, Series I is convertible with the passage of time. Each share of Convertible Participating Voting Second Preferred Shares, Series I is currently convertible into approximately 1.54 shares of Common Stock.
/s/Thomas M. Hagerty April 25, 2002
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**Signature of Reporting Person Date
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** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.