FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
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2. Issuer Name
and
Ticker or Trading Symbol
COTT CORP /CN/ [ COT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) President, Cott Beverages USA |
1270 RIEGEIS LANDING DR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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SARASOTA, FL 34242 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Shares | 5/14/2004 | M | 30000 | A | $5.85 (1) | 32072.384 | D | |||
Common Shares | 5/14/2004 | M | 10000 | A | $7.76 (2) | 42072.384 | D | |||
Common Shares | 5/14/2004 | M | 36000 | A | $12.39 (3) | 78072.384 | D | |||
Common Shares | 5/14/2004 | M | 36000 | A | $22.82 (4) | 114072.384 | D | |||
Common Shares | 5/14/2004 | S | 4000 | D | $30.84 (5) | 110072.384 | D | |||
Common Shares | 5/14/2004 | S | 1000 | D | $30.87 (6) | 109072.384 | D | |||
Common Shares | 5/14/2004 | S | 31100 | D | $30.88 (7) | 77972.384 | D | |||
Common Shares | 5/14/2004 | S | 1500 | D | $30.89 (8) | 76472.384 | D | |||
Common Shares | 5/14/2004 | S | 600 | D | $30.9 (9) | 75872.384 | D | |||
Common Shares | 5/14/2004 | S | 4400 | D | $30.92 (10) | 71472.384 | D | |||
Common Shares | 5/14/2004 | S | 500 | D | $30.93 (11) | 70972.384 | D | |||
Common Shares | 5/14/2004 | S | 100 | D | $30.94 (12) | 70872.384 | D | |||
Common Shares | 5/14/2004 | S | 5100 | D | $30.95 (13) | 65772.384 | D | |||
Common Shares | 5/14/2004 | S | 5200 | D | $30.96 (14) | 60572.384 | D | |||
Common Shares | 5/14/2004 | S | 300 | D | $30.97 (15) | 60272.384 | D | |||
Common Shares | 5/14/2004 | S | 2200 | D | $31 (16) | 58072.384 | D | |||
Common Shares | 5/14/2004 | S | 3600 | D | $31.06 (17) | 54472.384 | D | |||
Common Shares | 5/14/2004 | S | 1800 | D | $31.13 (18) | 52672.384 | D | |||
Common Shares | 5/14/2004 | S | 14100 | D | $31.17 (19) | 38572.384 | D | |||
Common Shares | 5/14/2004 | S | 1400 | D | $31.2 (20) | 37172.384 | D | |||
Common Shares | 5/14/2004 | S | 5000 | D | $31.21 (21) | 32172.384 | D | |||
Common Shares | 5/14/2004 | S | 8000 | D | $31.24 (22) | 24172.384 | D | |||
Common Shares | 5/14/2004 | S | 3800 | D | $31.27 (23) | 20372.384 | D | |||
Common Shares | 5/14/2004 | S | 8100 | D | $31.33 (24) | 12272.384 | D | |||
Common Shares | 5/14/2004 | S | 6900 | D | $31.42 (25) | 5372.384 | D | |||
Common Shares | 5/14/2004 | S | 600 | D | $31.43 (26) | 4772.384 | D | |||
Common Shares | 5/14/2004 | S | 100 | D | $31.44 (27) | 4672.384 | D | |||
Common Shares | 5/14/2004 | S | 300 | D | $31.6 (28) | 4372.384 | D | |||
Common Shares | 5/14/2004 | S | 2300 | D | $31.63 (29) | 2072.384 (30) | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $5.85 (31) | 5/14/2004 | M | 30000 | (32) | 7/27/2007 | Common Shares | 30000 | $0 | 0 (33) | D | ||||
Stock Options | $7.76 (34) | 5/14/2004 | M | 10000 | (35) | 12/13/2007 | Common Shares | 10000 | $0 | 0 (36) | D | ||||
Stock Options | $12.39 (37) | 5/14/2004 | M | 36000 | (38) | 7/18/2008 | Common Shares | 36000 | $0 | 24000 (39) | D | ||||
Stock Options | $22.82 (40) | 5/14/2004 | M | 36000 | (41) | 5/1/2009 | Common Shares | 36000 | $0 | 24000 (42) | D |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
RICHARDSON PAUL
1270 RIEGEIS LANDING DR SARASOTA, FL 34242 |
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President, Cott Beverages USA |
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Signatures
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Andrea Szanto, by power of attorney | 5/18/2004 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |